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Stratos Wealth Partners Review (2026): Fees and SEC Registration

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Updated September 28, 2026. Quick answer: Stratos Wealth Partners is registered with the SEC as an investment adviser (CRD #153184, confirmed ACTIVE this session via SEC IAPD). Per its own current fee brochure, a $500,000 account would run up to $10,000 a year (the published maximum) under its published fee schedule. Already a client and thinking about leaving? Budget $125 at LPL Financial, or $50 at Schwab, depending on your custodian. This review covers what its own fee brochure and current SEC registration confirm today; it does not assess fiduciary status or account minimums.

Stratos Wealth Partners at a glance

FactWhat Stratos Wealth Partners’ own pages say
Legal entityStratos Wealth Partners, Ltd.
RegistrationStratos Wealth Partners, Ltd. is registered with the SEC as an investment adviser (CRD #153184, confirmed ACTIVE this session via SEC IAPD).
Fee on a $500,000 accountUp to $10,000 a year (the published maximum), per its own current brochure
Minimum to open an accountNot assessed in this review; see Item 5 of its Form ADV Part 2A
Cost to leave (exit fee)$125 at LPL Financial, or $50 at Schwab, depending on your custodian

What Stratos Wealth Partners’ own fee schedule charges

Stratos Wealth Partners, Ltd. (SWP) is a national independent advisory firm whose individual advisor representatives operate under many d/b/a names. The priced figure is the stated maximum for its standard advisor-managed non-wrap accounts, where each advisor representative sets the actual fee.

“The maximum annual advisory fee is 2.0% for SWM and other advisor-managed non-wrap accounts. In limited cases, SWP may apply a flat fee to provide asset management services. The maximum flat fee will be no more than 2.0% of the assets under management.”

Stratos publishes a stated maximum annual advisory fee of 2.0% of assets rather than a tiered schedule, so each balance is priced at that maximum. The brochure discloses no minimum annual dollar fee, so no floor applies. These are ceiling figures, well above what a negotiated fee may be, not typical charges.

What the same brochure says about fees charged on top of this schedule: “When SWP recommends SIMC Advisory Programs, clients will pay an additional fee to SIMC, in addition to their IAR’s stated management fee, please see Item 10 for more information about conflicts of interest that an SWA IAR has when recommending the use of the below SIMC Advisory Programs.” The table below is the firm’s own advisory fee schedule and does not include any such additional fee.

Account balanceAnnual fee
$250,000$5,000
$500,000$10,000
$1,000,000$20,000
$2,000,000$40,000

These figures come directly from Stratos Wealth Partners’ own current fee brochure, cited in Sources below.

Registration

Stratos Wealth Partners, Ltd. is registered with the SEC as an investment adviser (CRD #153184, confirmed ACTIVE this session via SEC IAPD).

This is a registration confirmation only, not a fiduciary-standard verdict (a registered investment adviser can still be a dual registrant with a broker-dealer, which changes which standard applies in each capacity).

What it costs to leave

Stratos Wealth Partners, Ltd.’s Form ADV Part 2A states “Clients may terminate, with written notice to SWP, investment advisory services within five (5) business days after entering into the advisory agreement, without penalty or obligation and for a full refund of any prepaid fees.” Stratos Wealth Partners, Ltd. names three possible custodians in its brochure, with no single default. LPL Financial LLC’s own published fee schedule states “Outgoing Account Transfer” Charles Schwab & Co., Inc.’s own published fee schedule states “Full transfer (out) of assets” Fidelity Brokerage Services LLC / National Financial Services LLC and SEI Private Trust Company disclose no comparable line item (an honest gap).

The general mechanics of switching financial advisors and a dated termination letter apply regardless of firm.

Other advisor-firm reviews

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What we would compare it against

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Sources

Methodology. This page was built September 28, 2026, drawing directly on Stratos Wealth Partners’ own current fee brochure, cited in Sources below, and a fresh SEC IAPD registration check run the same day. Where exit-fee facts are cited, they trace to the named custodian’s own published schedule. Any fact we could not independently confirm is named as an honest gap rather than presented as verified. Nothing here is personalized financial, tax, legal, or investment advice, and it is not a substitute for reading Stratos Wealth Partners’ own Form ADV Part 2A and Form CRS. We have not used Stratos Wealth Partners as a client. Stratos Wealth Partners did not pay for, review, or influence this content. See our Editorial Policy, Corrections, Affiliate Disclosure, and Disclaimer.

Comparing firms? See all 182 advisor firm reviews in one table, with each firm’s type and its fee on a $500,000 account.