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Updated September 28, 2026. Quick answer: Yes, on every account. IEQ Capital is registered with the SEC only as an investment adviser (it is not a broker-dealer), so the Investment Advisers Act of 1940 requires it to act as your fiduciary. Its own Form CRS states: “When IEQ acts as your investment adviser, IEQ must act in your best interest, and not put their interest ahead of yours.”
How it’s registered
From Form CRS, Customer Relationship Summary, IEQ Capital (March 2026): “IEQ Capital, LLC (“IEQ Capital” or “IEQ”) is registered with the Securities and Exchange Commission as an investment adviser headquartered in Foster City, California.”
The standard of conduct, in its own words
“When IEQ acts as your investment adviser, IEQ must act in your best interest, and not put their interest ahead of yours.”
On commissions: “IEQ’s financial professionals may be compensated as employees at levels determined by IEQ or through compensation arrangements based on the acquisition of new clients and growth in assets under management. IEQ also maintains a formal employee referral program.”
Fiduciary status by capacity
| Capacity | Registration | Standard you’re owed | Can earn commissions | Source |
|---|---|---|---|---|
| As your investment adviser | SEC-registered investment adviser | Fiduciary duty (Investment Advisers Act of 1940) | No (asset-based advisory fee: $25,000 a year, 5.00% on a $500,000 account) | Form CRS, Customer Relationship Summary, IEQ Capital, March 2026 |
What this means for what you pay
Fiduciary status is one input, not the whole picture. IEQ Capital discloses a published fee that runs $25,000 a year on a $500,000 account; see the full dollar breakdown from IEQ Capital’s own fee disclosure before deciding whether the standard of conduct here changes your answer.
If the answer above changes your mind about staying, see what it costs to leave IEQ Capital, or read the general mechanics of switching financial advisors.
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Source: WiserAdvisor’s service descriptionSources
- Form CRS, Customer Relationship Summary, IEQ Capital (March 2026): https://reports.adviserinfo.sec.gov/crs/crs_301819.pdf
- SEC Investment Adviser Public Disclosure, IEQ Capital (CRD #301819): https://adviserinfo.sec.gov/firm/summary/301819
- IEQ Capital, SEC Form ADV filing: https://reports.adviserinfo.sec.gov/reports/ADV/301819/PDF/301819.pdf
Methodology. This page was built September 28, 2026, quoting directly from IEQ Capital’s own current Form CRS, with the source linked above; any distinction we could not independently confirm this session is named as an honest gap rather than presented as verified. Nothing here is personalized financial, tax, legal, or investment advice, and it is not a substitute for reading the firm’s own Form CRS. See our Editorial Policy, Corrections, Affiliate Disclosure, and Disclaimer.
Comparing IEQ Capital against other options? See IEQ Capital alternatives, including a lower-fee full-service firm, a flat-fee route and a robo/hybrid.
How does this compare? See how 127 advisory firms are registered, from each firm’s own SEC record.