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ESPP Disqualifying Disposition Explained (2026)

Updated July 28, 2026. Quick answer: A disqualifying disposition reports the full spread at purchase — purchase-date price minus what you paid — as ordinary income, regardless of your sale price. If the stock fell after purchase, you report that income and take a separate capital loss.

The measurement date is purchase, not sale

This is the part that catches people. Ordinary income is fixed at the purchase-date spread under IRC §421(b). Selling below that price does not reduce it — the difference becomes a capital loss, which is subject to its own annual limits against ordinary income.

Worked shape

EventAmount
Paid per share$34 (15% off $40)
Price at purchase$60
Ordinary income$26 per share — fixed here
Sold later at$45
Capital loss$15 per share

You report $26 of ordinary income per share having realised $11. The loss is real but it offsets capital gains first, not the ordinary income that created the problem.

This is the strongest single argument for selling at purchase: it makes the ordinary income and the cash you actually receive the same number.

Sources

IRC §421(b); IRC §423(a)(1); IRC §1211(b) (capital loss limitation).

This states what the cited authority says. It is not tax advice.

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